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The Arrow Patterns (12; 3 → 3) and (23; 1 → 1) Are Arrow-Wilf-Equivalent

Literature status: not recheckedRepository record: proved

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Problem

The question

Robin D.P. Zhou and Xinyang Yu, Arrow-Wilf equivalences and enumerative results for short arrow patterns, arXiv:2609.29392v1, Section 7:

We have computed the avoidance counts for the arrow patterns (12; 3 → 3) and (23; 1 → 1) and found that the resulting sequences agree for all values of n tested. This suggests that these two patterns may be arrow-Wilf-equivalent. However, the explicit formulas we obtained for the two sequences are quite different in form, and we have not been able to establish the equivalence by a direct bijection or by any other method. We leave this as an open problem.

Arrow-Wilf equivalence means |S_n(12; 3 → 3)| = |S_n(23; 1 → 1)| for every n ≥ 1, with containment of an arrow pattern as defined in Section 1 of the paper through π̂ = θ⁻¹(π).

Motivation

Our foothold

The frozen theorem D5/S3/Combinatorics/ArrowWilfEquivalence.result proves the equivalence for every n ≥ 1. It is the equinumerosity the authors observed numerically and could not prove, and it relates a class described through the largest fixed point of π̂ to a class described through the smallest one.

Gap

Missing bridges

Issue 9847 records the screen made before the work. The arXiv record has only v1; searches by title, arXiv number and the two pattern names found no later proof; google-deepmind/formal-conjectures and conjectures.io have no entry. Nothing under Problems/, D5/ or Library/, and no entry of the three screening records, concerns this paper.

Route

Proposed approach

  1. f is a fixed point of π̂ exactly when f is a left-to-right maximum of π followed by a larger entry or by the end. Hence π avoids (12; 3 → 3) iff the entries below every fixed point appear in decreasing order, and avoids (23; 1 → 1) iff the entries above every fixed point appear in decreasing order.
  2. Decomposing by the largest fixed point gives the count of Theorem 3.1, and decomposing by the smallest fixed point gives the count of Theorem 5.5; both decompositions are explicit bijections with decorated objects built from a derangement, a subset and a weak composition.
  3. With E_n = Σ_{p=0}^{n−1} Σ_{i=0}^{p} (−1)^i (p!/i!) C(n−i−1, p−i), the first correction term equals E_n after the reindexing n − m = k + r, m = h + r + 1, which turns the binomial product into a trinomial coefficient, and the finite negative-binomial expansion of (1 − z − z²)^{−(k+1)}. The second correction term equals E_n after the substitution k = m − 1 − r, the inclusion–exclusion formula for d_k and a hockey-stick summation; its boundary term d_{n−1} is the term p = n − 1 of E_n.
  4. Both counts equal d_n + E_n.

Falsifier

What would falsify this route

The statement would fail if some n had different avoidance counts. It would fail to be the paper's statement if π̂ were read with cycles cut at left-to-right minima, or if containment ignored the order of the selected values; the formal definitions follow Section 1 literally and agree with an independent brute-force implementation on every permutation with n ≤ 7.

Evidence

Evidence to collect

Brute-force enumeration from the Section 1 definitions gives 1, 2, 5, 17, 75, 412, 2707, 20657 for both classes at n = 1, …, 8, matching both formulas. The two formulas and d_n + E_n agree for every 1 ≤ n < 120, and every intermediate identity of the route was checked for n ≤ 60.

Triage

Scope assessment

theorem; Tier 1 open problem stated at the end of a 2026 paper, preregistered in issue 9847 before the work. The computational use is none: the delivered statement is universally quantified over every n ≥ 1, and no declaration is a bounded enumeration, a checker, a numeric reduction or a certified instance.

ASSUMED-UNVERIFIED

Unverified assumptions

The literature screen is bounded to the sources named above; the paper was one day old when screened, so no worldwide priority claim is made. No direct bijection between the two classes is given; the equivalence passes through the common signed sum.

Dossier & anchor history

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