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Testart Question 1: the native tree side and a type-C permutation model

Literature status: not recheckedRepository record: proved

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Problem

The question

Benjamin Testart, On minimal pattern-containing inversion sequences, arXiv:2602.12130v2, Section 7, Question 1, printed page 17, asks:

Find bijections between the families $\mathrm{IP}{n,k}$ or $\mathcal T{n,k}$ of Section 6 and other families of combinatorial objects known to be counted by the poly-Bernoulli numbers of type C.

The question offers an IP-side or a T-side answer. The target here is the entire T-side family, rather than the source's already published IP/T correspondence. Section 6 defines unordered rooted increasing trees. For every pair of integers $a,b\ge1$, write $N=a+b-1$. The source $T(a,b)$ consists of trees on distinct labels $0,\ldots,N$, rooted at zero, whose internal labels are exactly $0,\ldots,a-1$ and whose leaves are exactly $a,\ldots,N$. Every parent label is smaller than its child label. The target $P(a,b)$ consists of permutations of $[N]$ whose strict excedance-position set is exactly $[b-1]$, allowing fixed points. Here $[0]=\varnothing$.

The fixed forward map deletes zero, reads each component root-first by DFS with decreasing child-root labels, and makes each word a directed cycle, sending each letter to the next and the last to the first. If the resulting permutation is $\sigma$, the output is $F(t)=D_N(\sigma)$, where

$$ D_N(\sigma)(i)=N+1-\sigma(N-i)\quad(1\le i<N),\qquad D_N(\sigma)(N)=N+1-\sigma(N). $$

The fixed reverse map applies $D_N$, starts each directed cycle at its minimum without reversing direction, attaches every later letter to the rightmost preceding smaller letter, and attaches each cycle minimum to a restored zero root. Forgetting traversal order gives $H$. The target is both landings and both identities $H(F(t))=t$ and $F(H(\pi))=\pi$, for every source tree and target permutation and every positive $a,b$. There is no bound on $N$, no plane or binary restriction, and no omission of $a=1$, $b=1$, $N=1$ or singleton cycles. The unchanged fixed-map statement is specified in #22578.

Motivation

Our foothold

D5/S3/Combinatorics/PriorityLattice/TestartTraversal.result supplies the whole-family operational specifications, landings and inverse identities. The source uses the existing parent-only native increasing-tree carrier; positive label $i+1$ is represented by i : Fin N. Its unrestricted parent-function equivalence is D5/S3/Combinatorics/PriorityLattice/IntervalForestBasic.treeEquivCode.

Bényi and Hajnal, Combinatorial properties of poly-Bernoulli relatives, arXiv:1602.08684v1, Section 3.2, Theorem 12(ii), identify $P(a,b)$ as a family counted by $C_{a,b-1}$, with their parameters $n=a$, $k=b-1$. This is the singly starred strict-excedance family. The doubly starred fixed-point-free family is different. The published count is attribution, not an additional Lean counting theorem or a new axiom.

Gap

Missing bridges

An unrestricted tree/cycle correspondence or an equality of cardinalities does not identify the individual internal labels with the prescribed strict-excedance positions. It also does not certify the fixed decreasing-child DFS and rightmost-smaller reconstruction conventions. The six conjuncts of TestartTraversal.result retain these operational and native-incidence requirements as well as the two restricted inverse laws.

The bounded literature reading in #22578 covers the versioned source, its thesis repetition, the relevant Abreu–Nigro, Stanley, Ehrenborg–Steingrímsson and Bényi–Hajnal passages, Knuth's Parades and Poly-Bernoulli Bijections revised 25 August 2024, and Stappers's follow-up. No complete published individual-label/strict-excedance contract was established in that scope. This is not a worldwide priority or non-settlement certificate. The source question is Tier 1: an explicit 2026 end-of-paper question.

Route

Proposed approach

Maximum-label insertion places the new label immediately after its parent in the corresponding directed cycle, or creates a singleton when the parent is zero. Induction identifies the insertion words with root-first DFS in decreasing child-root order. The component words partition all positive labels and certify the actual next/last-to-first permutation values.

The same induction identifies the reconstructed native parent at every positive label with its rightmost preceding smaller letter. Every cycle minimum receives zero. This gives the literal reconstruction and its equality to inverse insertion. The individual-label statistic and the involution $D_N$ then give the required strict-excedance prefix and both restricted landings.

The result's six conjuncts are, in order: the forward operational certificate for every native tree; the reverse operational certificate for every permutation; the forward landing; the reverse landing; $H\circ F$ on $T(a,b)$; and $F\circ H$ on $P(a,b)$. The first two certificates hold for all native trees and all permutations of the indicated size, beyond the restricted source and target classes.

Falsifier

What would falsify this route

A falsifier for the fixed-map event would be a positive parameter pair and a native tree or target permutation violating a specified traversal, directed cycle, parent attachment, landing or inverse identity. The theorem excludes all such cases in its stated domains. Finite agreement alone would not exclude them. Failure of these particular maps would not by itself refute the original existence question.

Evidence

Evidence to collect

The mathematical sources are TestartTreeCode.lean and TestartTraversal.lean under D5/S3/Combinatorics/PriorityLattice/, with their matching Blueprint Scribe documents. TestartTraversal.result is the single resolving theorem. Its axiom closure is contained in Classical.choice, Quot.sound and propext; no sorry or new axiom is used. The substantive constructions are unbounded structural proofs with utility: none, not numerical certification. The admission basis for the external endpoint is open-problem-resolution; supporting consumed constructions also contain substantive escape content.

The mirrored Reg sources retain validated registrations for result, insert_apply and native_parent_code. The faithful dual_formula registration remains declared_unresolved, with a null certificate and IE-C050 ClosedTruthReadout / forbidden_dependency / source.unsafe_or_external / Nat.decLt, documented in #22609. This is an unfinished audit under the explicit linked-issue exception; it is not a validated certificate or a mathematical refutation.

Triage

Scope assessment

What the settlement shows

  • Proved: D5/S3/Combinatorics/PriorityLattice/TestartTraversal.result establishes the entire positive-parameter fixed-map T-side answer, including the literal operational certificates and both inverse identities. The decisive mechanism is maximum insertion together with its individual-label statistic and exact reconstruction, rather than cardinality comparison.
  • Proved: the first two conjuncts of that same theorem certify the operations for every native increasing tree and every permutation of the indicated size, before restriction to $T(a,b)$ and $P(a,b)$. Its last four conjuncts supply the source question's required restricted equivalence. The boundary pairs $a=1$ and $b=1$ and the singleton case are included.
  • Literature-attested: Bényi–Hajnal Theorem 12(ii), with $n=a$ and $k=b-1$, supplies the type-C count interpretation. A separate Lean proof of that finite count is unresolved in this delivery. No numerical computation is used as evidence for the unbounded theorem.
  • Unresolved: other type-C models, other fixed maps and Testart's other questions are outside the conclusion. The source's existing IP/T correspondence is preserved and receives no second resolution claim. This T-side answer fulfills the offered disjunction; it does not assert a new independent IP-side bijection or strengthen unrelated source results.
  • Unresolved: worldwide priority, exhaustive duplicate absence and the unfinished dual_formula audit are not consequences of the theorem. The resolution binding records this formal mathematical answer; merge, required CI and delivery credit are separate obligations.

ASSUMED-UNVERIFIED

Unverified assumptions

Literature non-settlement is bounded to the identified sources and readings; no global novelty claim follows. The type-C cardinality theorem is cited, not newly formalized. The dual_formula audit has the unresolved disposition and linked issue stated above. A resolution claim does not certify delivery or add a completed resolution to an external KPI while integration and its required checks remain pending.

Dossier & anchor history

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