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RESEARCH / Focused target

The constraint polynomials of the two-photon Rabi model at and beyond the critical coupling

Literature status: not recheckedRepository record: proved

RELEASED FOUNDATIONS / PROPOSED CONNECTION

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Problem

The question

Reyes-Bustos and Wakayama define, for the two-photon asymmetric quantum Rabi model with parity ρ ∈ {0, 1}, bias ε, x = (2g)^2 and y = Δ^2, the polynomials

P_0 = 1, P_1 = y + 2x(4N + 2ρ + 2ε − 1) − 4(1 + ε), P_k = (y + 2xk(4N + 2ρ − 2k + 2ε + 1) − 4k(k + ε)) P_{k−1} − 4k(k − 1)(2(N − k + 1) + ρ)(2(N − k + 1) + ρ − 1) x P_{k−2},

(Definition 4.1 of arXiv:2609.00750v1) and state Conjecture 4.5:

We have P_N^{(N,ρ,ε)}(1, y) = ∏_{n=1}^{N} (y + 2n(2n + 2ρ − 1)). Moreover, for x > 1, the polynomial P_N^{(N,ρ,ε)}(x, y) has positive coefficients, and therefore, no positive roots for y.

Issue #10148 fixes the readings: P_k is a real polynomial in y with real parameters x and ε; the first statement is taken for every real ε; the second statement is taken for ε ≥ 0 and means that the coefficients of y^0, …, y^N are all positive and that P_N^{(N,ρ,ε)}(x, y) ≠ 0 for every y > 0. The source derives its constraint condition for ε ≥ 0 and writes P_N^{(N,ρ,±ε)} for the two signs, while the conjecture writes +ε only.

Motivation

Our foothold

x = 1 is the critical coupling g = 1/2 where the two-photon model acquires continuous spectrum, and the absence of positive roots for x > 1 matches the absence of Juddian points past the critical coupling. The frozen declaration D5/S3/Quantum/Dynamics/TwoPhotonRabiConstraintPolynomials.result proves both statements: the product formula for every N, ρ ∈ {0, 1} and real ε, and, for every x > 1 and ε ≥ 0, the positivity of all coefficients and the absence of positive roots in y.

Gap

Missing bridges

Issue #10148 preregisters the conjecture and its literature check. arXiv lists only version 1 (2026-09-01) and no journal reference. Semantic Scholar reports no citing paper. The source leaves "a complete description of this as an open problem" immediately before the conjecture.

These readings are not-found-in-searched-scope; they do not establish an exhaustive worldwide literature search, priority, or the absence of an independent proof.

Route

Proposed approach

Part (a). At x = 1 the bias cancels from the recursion. With λ_n = 2n(2n + 2ρ − 1) and Q_i = ∏_{n ≤ i} (y + λ_n), induction on k shows

P_k(1, y) = Σ_{i ≤ k} C(k, i) · 4^{k−i} · ∏_{l < k−i} (N − i − 1 − l) · ∏_{l < k−i} (k + 1 − l) · Q_i.

Since y Q_i = Q_{i+1} − λ_{i+1} Q_i, the coefficients must satisfy the recursion c(k, i) = c(k−1, i−1) + (a_k − λ_{i+1}) c(k−1, i) − b_k c(k−2, i). Writing k = i + j + 2 and N = i + j + r + 2, this reduces to a polynomial identity whose defect is ρ(ρ − 1)(j + 1)(j + 2), which vanishes for ρ ∈ {0, 1}. At k = N each coefficient with i < N contains the factor N − N = 0, so P_N(1, y) = Q_N.

Part (b). Let J(x) be the symmetric tridiagonal matrix with diagonal d_k(x) = 2xk(4N + 2ρ − 2k + 2ε + 1) − 4k(k + ε) and off-diagonal √(b_k x), where b_k = 4k(k − 1)(2(N − k + 1) + ρ)(2(N − k + 1) + ρ − 1) ≥ 0 for 2 ≤ k ≤ N. Expanding along the first row gives det(y + J_{k+2}) = (y + d_{k+2}) det(y + J_{k+1}) − b_{k+2} x det(y + J_k), so P_N(x, y) = det(y + J(x)) = ∏ (y + μ_i) over the eigenvalues μ_i of J(x). By part (a) the eigenvalues of J(1) are the numbers λ_n > 0, so J(1) is positive definite. For x ≥ 1 and ε ≥ 0, J(x) = √x J(1) + D with D diagonal and D_k = 2k(√x − 1)(√x(4N + 2ρ − 2k + 2ε + 1) + 2(k + ε)) ≥ 0. So J(x) is positive definite, every μ_i > 0, and every coefficient of ∏ (y + μ_i), an elementary symmetric function of the μ_i, is positive; for y > 0 every factor y + μ_i is positive, so y is not a root.

Falsifier

What would falsify this route

The second statement fails if negative bias is admitted: (N, ρ, ε) = (1, 0, −2) gives P_1 = y − 2x + 4, whose constant term is negative for x > 2; the formal statement therefore takes ε ≥ 0. The proof of part (b) uses ε ≥ 0 only through D ≥ 0; the largest range of negative bias for which the second statement holds is not determined here.

Evidence

Evidence to collect

Symbolic computation confirms the closed form of part (a) for N ≤ 8 and ρ ∈ {0, 1}, and the product formula with ε kept symbolic. In exact rational arithmetic, part (b) holds in 1488 cases with N ≤ 12, random ε ≥ 0 and x > 1, including x = 1.001 and x = 1.000001. The source's examples at x = 1 reproduce, except that the product printed for P_5^{(5,1,ε)}(1, y) is (y + 2)(y + 12)(y + 30)(y + 56)(y + 90), the product for ρ = 0; for ρ = 1 the product is (y + 6)(y + 20)(y + 42)(y + 72)(y + 110), as the conjecture predicts.

The canonical source is D5/S3/Quantum/Dynamics/TwoPhotonRabiConstraintPolynomials.lean. Its public declarations are constraintPoly, claim, and result; lam, qpoly, gco, coef, dg, bb and jac are private non-proposition definitions. The frozen module state has statement identity sha256:3ba374453e4fc4b17e185bb485c7751960bf152d401c74d888b3ee4a7e687249. The result declaration has statement identity sha256:45f60c302ea623d163ec21194da6a6e4b0cb9af013871348b816e6c07b17f5df. The Freeze event is sha256:3413e93218c543e704f968df8f26983f2a470a369a34ca002dcba74e14957fdb and its project-level frozen prerequisite is the module D5/S3/Quantum/FockSpace/ForbiddenNeighbourDeterminant, whose first-row expansion det_sparse_front gives the tridiagonal determinant recursion. The proof uses only the standard axioms propext, Classical.choice and Quot.sound; no sorry, native_decide, or new axiom.

Triage

Scope assessment

Tier 1 external named conjecture, preregistered in issue #10148 before the probe. theorem; resolution proved under the reading ε ≥ 0 for the second statement. The public theorem has proof_shape: content: the closed form of part (a), the tridiagonal determinant recursion, the positive definiteness of J(1) and the splitting J(x) = √x J(1) + D are new propositions on the live proof path, not instances of pinned lemmas. Its escape witness is form (2), the public conclusion itself, and its admission basis is open-problem-resolution. Utility none: it is a theorem for every N, not a finite computation.

ASSUMED-UNVERIFIED

Unverified assumptions

Whether the authors intend the second statement for all real ε or only for the sign used in their constraint condition is not stated in the source; the negative-bias failure above is recorded but not formalized. The bounded literature check does not establish exhaustive worldwide novelty, priority, or the absence of an independent proof. The Lean kernel does not authenticate the external source or its version history.

Dossier & anchor history

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