RESEARCH / Focused target
The minimum skewness of a unidirectional unicyclic current
RELEASED FOUNDATIONS / PROPOSED CONNECTION
Research connections
All source anchors (1)
- D5/S3/StatisticalMechanics/UnicyclicSkewnessMinimum.resultAbsent from this graph
Problem
The question
K. Ptaszyński, Bounds on skewness and kurtosis of steady state currents, Phys. Rev. E 106, 024119 (2022), arXiv:2204.08421v4, Appendix, main.tex line 792:
As discussed in Sec.~\ref{subsec:unmark}, it was numerically conjectured that the minimum and maximum values of $\mathcal{S}$, $\mathcal{K}$, $\mathcal{S}+\mathcal{K}$, $\mathcal{S}-\mathcal{K}$ and $\mathcal{S} \times \mathcal{K}$ are always obtained for a specific type of network topology, with all rates $k_{ij}$ equal to $k$ apart from one (here $k_{21}$) equal to $ak$, with the parameter $a$ depending on the optimized quantity and the number of states $N$.
The Appendix, main.tex line 804, specifies the skewness minimum:
The minimum value $\min (\mathcal{S})$ is found for $a=1/(N-1)$; it is given by Eq.~\eqref{skewunidet}.
The reading fixed in issue #22468 concerns only the minimum skewness for unidirectional cycles. For every integer $N\ge2$ and positive clockwise rates $k_i$, put
$R_j=\sum_{i=0}^{N-1}k_i^{-j},\qquad \mathcal{S}(k)=3R_2^2/R_1^4-2R_3/R_1^3,\qquad g(N)=-\frac{8-8N+N^2}{16(N-1)^2}.$
The claim is that $g(N)$ is the least value of $\mathcal{S}(k)$ over all such positive rate vectors, including attainment. The source's candidate rates are $(1/(N-1),1,\ldots,1)$, up to an overall positive scale. This minimum claim is proved.
The source defines $\mathcal{S}$ as the third scaled current cumulant divided by the first, rather than the standardized third central moment. Its definition is at main.tex line 53; the Appendix's current and waiting-time cumulant formulas at lines 772–789 give the expression above. The finite-$N$ candidate is displayed in Section III E 1, lines 417–423. See the literature note.
Motivation
Our foothold
A sharp lower bound separates variation of positive rates within a unidirectional cycle from departure from that model: a smaller value cannot come from any rate vector covered by the claim. The dependence on $N$ constrains the possible state counts. The source uses current-cumulant bounds to diagnose transport networks; the present settlement supplies the unidirectional skewness-minimum component of that programme.
Gap
Missing bridges
Issue #22468 records the bounded literature check:
- The v4 source explicitly presents the extremal topology as numerically conjectured.
- The orchestrator's web search found the source and a different unicyclic conjecture, but no proof of this finite-$N$ minimum; its Zenodo search found no related record.
- The search author reports no proof in the four citing works identified in #22468, and no match in MathDB or formal-conjectures.
- The issue records no existing repository settlement.
not-found-in-searched-scope.
Route
Proposed approach
Write $F(x)=3(\sum_i x_i^2)^2-2\sum_i x_i^3$, the module's private simplexFunctional.
- Normalize inverse rates. For a natural $N>0$, $k:\mathrm{Fin},N\to\mathbb{R}$ and $k_i>0$ for every $i$,
normalized_simplexproves that $x_i=k_i^{-1}/R_1$ belongs to the closed standard simplex: $x_i\ge0$ and $\sum_i x_i=1$. For every natural $N$ and every real rate vector $k$, without positivity hypotheses,skewness_normalizedproves the total-real-arithmetic identity $\operatorname{skewness}(k)=F(x)$; positivity is needed for the simplex interpretation. - Control the moments. For $N\ge2$ and any $x:\mathrm{Fin},N\to\mathbb{R}$ in that closed simplex,
simplex_lower_boundchooses a largest coordinate $a=x_i$, and sets $r=N-1$, $b=(1-a)/r$, $p=\sum_jx_j^2$, $q=\sum_jx_j^3$. It obtains $r\ge1$, $a+rb=1$, $b\le a$ and $a\ge0$. Retaining the $i$th term in the nonnegative sum $\sum_j(x_j-b)^2$ gives $p\ge a^2+rb^2$; summing $(a-x_j)(x_j-b)^2\ge0$ gives $q\le(a+2b)p-2ab-b^2+(r+1)ab^2$. - Complete squares. For real $r,a,b,p,q$ satisfying all six conditions $r\ge1$, $a+rb=1$, $b\le a$, $a\ge0$, $p\ge a^2+rb^2$ and $q\le(a+2b)p-2ab-b^2+(r+1)ab^2$,
algebra_lower_boundproves $3p^2-2q\ge-(r^2-6r+1)/(16r^2)$. Its proof separates $3a-1\ge0$ from $3a-1<0$, with the latter case forcing $r\ge2$, and controls the remaining correction by completing a square. Applying it to the moments in item 2 provessimplex_lower_bound: for $N\ge2$ and $x$ in the closed standard simplex, $F(x)\ge g(N)$. - Attain and conclude. For every natural $N\ge2$,
attaining_ratesproves the existence of a positive rate vector with $g(N)=\operatorname{skewness}(k)$. Its proof writes $N=m+1$ with $m>0$ and uses $k_0=m^{-1}$ and $k_i=1$ for $i\ne0$; the inverse-rate power sum of degree $j\in\mathbb{N}$ is $m^j+m$. For every $N\ge2$,resultcombines this membership witness with the normalized-simplex lower bound to proveIsLeastfor the set of positive-rate skewness values.
Falsifier
What would falsify this route
A positive rate vector with $N\ge2$ and $\mathcal{S}(k)<g(N)$, or failure of attainment for any such $N$, would contradict the claim. The interpretation would miss the source problem if the encoded quantity were a different normalization of skewness, or if the rate domain omitted positive vectors.
The module uses exactly the displayed inverse-rate expression and quantifies over every real vector indexed by $\mathrm{Fin},N$ with all entries strictly positive. The correspondence to current cumulants is substitution into the source formulas, not a formal construction of a stochastic process. The claim uses IsLeast, which includes membership as well as the lower bound; it does not rely on a possibly empty infimum. The restrictions to $N\ge2$ and unidirectional positive rates are essential to the stated scope.
Evidence
Evidence to collect
The canonical source is D5/S3/StatisticalMechanics/UnicyclicSkewnessMinimum.lean.
- Proof. It proves
result : claim. - Axioms. It uses only the standard axioms
propext,Classical.choiceandQuot.sound; nosorry,native_decide, or new axiom.
Frozen state: Golden/Frozen/state/D5/S3/StatisticalMechanics/UnicyclicSkewnessMinimum.lean.json.
Declaration statements:
result:sha256:8ff4a0e5d9228d44cdc8ae0404487b8f7fd337c60b21ee1570d9bdf006f8896a;claim:sha256:dc46429d5b4a694b8eb32121530ad4d4cb4fb7b6f3e122c7ae8c4df53ce40bd3.
Triage
Scope assessment
Tier 1 numerically conjectured extremal structure of a 2022 paper, preregistered in issue #22468 before any Lean.
theorem; resolution proved.
The module is admitted under the open-problem-resolution basis of CLAUDE.md §3.2; the per-declaration proof shapes are listed in the delivery PR. There is no digestion atom.
What the settlement shows
Proved by result: for every natural $N\ge2$, $g(N)$ belongs to the set of skewness values of strictly positive real rate vectors indexed by $\mathrm{Fin},N$ and is no larger than any member of that set. Thus the lower bound is sharp and attained for every such $N$.
Computed, not formalized.
- Exact rational evaluation of the constructed attaining family gives $\mathcal{S}=g(N)$ for every integer $2\le N\le128$.
- The orchestrator's numerical minimization recorded in #22468 reports values at $g(N)$ and no values below it for the tested positive-rate families with $N=2,\ldots,8$.
Argued, not formalized.
- Mechanism and boundary. For $N\ge2$ and nonnegative $x$ with $\sum_i x_i=1$,
simplex_lower_bounduses a maximal coordinate and two nonnegative moment sums to obtain $F(x)\ge g(N)$, as detailed in the route. This includes zero coordinates. Such coordinates cannot arise from finite positive rates, because $k_i^{-1}/R_1>0$ for those rates; the closed-simplex extension therefore does not by itself enlarge the physical rate domain. - Symmetries and uniqueness. For positive rates and $c>0$, rescaling $k_i$ to $ck_i$ multiplies $R_j$ by $c^{-j}$, which cancels in each term of $\mathcal{S}$. Permuting coordinates preserves every $R_j$. Thus positive rescalings and permutations of the attaining vector also attain the value. Whether these exhaust all minimizers is open here.
- Uniform rates. Equal positive rates give $R_j=N k^{-j}$ and hence $\mathcal{S}=1/N^2$. Expanding the difference gives $1/N^2-g(N)=(N-2)^4/[16N^2(N-1)^2]$. It vanishes at $N=2$ and is strictly positive for every integer $N>2$, so a homogeneous cycle is not minimizing in those larger dimensions.
- Limit over state counts. Adding $1/16$ to the displayed expression for $g(N)$ gives $(6N-7)/[16(N-1)^2]$, positive for $N\ge2$ and tending to zero as $N\to\infty$. The formal finite-$N$ bound therefore implies $\mathcal{S}>-1/16$ for every admissible finite cycle. Since each $g(N)$ is attained, these values approach $-1/16$, making it the infimum across all state counts, without finite-$N$ attainment of that infimum. These limit and infimum consequences are not separate Lean declarations.
- Effect on the paper and neighbouring questions. The settlement removes the conjectural topology assumption for the unidirectional skewness-minimum formula in Section III E 1 and its finite-state curve in Fig. 4. The preceding limit argument supplies the lower side of the source's state-independent skewness interval for unidirectional cycles. It supplies no proof of the upper side, the kurtosis or combined bounds, or the bidirectional extension in Section III E 2. Consequently the paper's broader deductions about bidirectional networks, near-equilibrium behaviour and multicyclicity do not acquire a proof from this settlement. Equality classification and extension of the moment argument to the other cumulant combinations remain open here.
ASSUMED-UNVERIFIED
Unverified assumptions
The bounded literature check in #22468 does not establish exhaustive worldwide novelty or priority. The orchestrator's web and Zenodo searches, the search author's four citing-work readings and MathDB/formal-conjectures checks, and the issue's repository-wide absence check are not independently reproduced. The v4 TeX quotations and formulas are checked against main.tex; the current-cumulant and renewal-process interpretation of the rate expression is not formalized.
The statements in "Computed, not formalized" and "Argued, not formalized" are not additional formal conclusions of result. The numerical optimization reported in #22468 is not independently reproduced, and finite computations imply nothing about untested cases. No classification of all minimizers, bidirectional minimum, skewness maximum, kurtosis bound or combined-cumulant bound is settled here.