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No β-invertible S₃ symmetry in the ℤ_N × ℤ_N SymTFT when 3 ∣ N

Literature status: not recheckedRepository record: proved

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Problem

The question

D.-C. Lu, Z. Sun and Z. Zhang (arXiv:2406.12151, JHEP 11 (2025) 081) study G-ality defects of 2d QFTs through the SymTFT of the finite Abelian symmetry A. The anyons of the SymTFT are the pairs (a, â) ∈ A ⊕ Â, and an anyon permutation symmetry is a block matrix U = (α β; γ δ) with β : Â → A that preserves the self-statistics and the braiding; U is β-invertible when β is invertible. A G-ality extension needs a subgroup isomorphic to G whose non-identity elements are all β-invertible. For A = ℤ_N × ℤ_N and G = S₃ the paper states (§1.1):

We find that for any N containing a factor of 2 or 3, there are no β-invertible S_3 symmetries in the SymTFT, thus there cannot be S_3-ality defects for these N. We are able to prove this analytically when N is even, and we conjecture this is true generally for N being a multiple of 3 based on our numerical evidence.

Issue #11228 fixes the reading: Â is identified with ℤ_N × ℤ_N through the dot product, the symmetries are the invertible 4 × 4 matrices over ZMod N preserving Q(a, â) = a·â, β is the upper-right 2 × 2 block, and a β-invertible S₃ is a homomorphism ρ : S₃ → GL₄(ZMod N) into these symmetries with det β(ρ g) a unit for every g ≠ 1. Only this group-theoretic statement is settled; the physical consequence rests on the Etingof–Nikshych–Ostrik classification of G-extensions and is not formalized.

Motivation

Our foothold

D5/S3/Quantum/Algebra/BetaInvertibleSThreeObstruction.result proves the conjecture for every N divisible by 3. Together with the paper's even case it shows that a β-invertible S₃ can exist only when every prime factor of N is at least 5, in line with the paper's tables, where N = 5 is the smallest admissible value. The paper's further inference that there are then no S₃-ality defects rests on the Etingof–Nikshych–Ostrik classification and is not formalized.

Gap

Missing bridges

Issue #11228 preregisters the conjecture, the route and the literature check. arXiv lists three versions, the last (2025-10-25) matching the published paper, with the conjecture unchanged. INSPIRE-HEP lists 24 citing records and OpenAlex 2; the full texts of 23 of them and of the related arXiv:2405.15648 were searched for S₃-ality, G-ality and β-invertibility, and none addresses the conjecture. The classification of Jordan and Larson (arXiv:0812.1603), on which the paper builds, reduces such questions to orbits on the Lagrangian Grassmannian and states no bound of the kind used here.

These readings are not-found-in-searched-scope; they do not establish an exhaustive worldwide literature search, priority, or the absence of an independent answer.

Route

Proposed approach

  1. Reduction modulo 3 maps ρ to a homomorphism into the matrices over ZMod 3 that preserve Q, with invertible β at every g ≠ 1: every vector over ZMod 3 lifts, and the determinant of β reduces to a unit.
  2. Over ZMod 3, for g ≠ 1 let S_g = δ_g β_g⁻¹. The matrix ρ(g) sends (0, x) to (β_g x, δ_g x) and Q(0, x) = 0, so y · S_g y = 0 for all y; hence S_g has zero diagonal, S_g(1, 0) = −S_g(0, 1), and S_g is determined by S_g(0, 1).
  3. If g ≠ h are both non-identity with S_g = S_h, then ρ(h) sends (0, β_h⁻¹ β_g x) to ρ(g)(0, x), so ρ(h⁻¹g) maps (0, x) to a vector of the form (0, z), and its β block vanishes although h⁻¹g ≠ 1.
  4. So g ↦ S_g(0, 1) is injective from the five non-identity permutations into ZMod 3, which has three elements.

The same argument shows that every β-invertible group has order at most p + 1 for each prime p ∣ N; only the conjecture is delivered.

Falsifier

What would falsify this route

The answer would change if the symmetries of the SymTFT were not the Q-preserving automorphisms of A ⊕ Â, or if β-invertibility referred to a block other than the component  → A.

Evidence

Evidence to collect

Exact enumeration (issue #11228): over 𝔽_p with p = 2, 3, 5 the orthogonal groups have 72, 1152 and 28800 elements; every β-invertible element has an alternating S_g, with exactly p distinct values; there is no β-invertible S₃ for p = 2, 3 and there is one for p = 5, the positive control. The paper reports none for N = 3, 9, 27.

The canonical source is D5/S3/Quantum/Algebra/BetaInvertibleSThreeObstruction.lean. Its public declarations are Q, claim, and result. The frozen module state has statement identity sha256:15d1a898db8463dbe87625c971e362a1838820b25afd11c1f2eadb3410026a90. The result declaration has statement identity sha256:a91923f6fa6ecdf6441fa3da91d6c1fb6777f4d9fab5c6aecf713be4688e3b5b. The Freeze event is sha256:0a8b88661d71cb2bdabfc2380b3da260fe971e67b5d65af775bedca8ad54c457 and has no project-level frozen prerequisites. The proof uses only the standard axioms propext, Classical.choice and Quot.sound; no sorry, native_decide, or new axiom.

Triage

Scope assessment

Tier 1 external named conjecture, preregistered in issue #11228 before any Lean. theorem; resolution proved. The public theorem has proof_shape: content: the reduction modulo 3, the alternating lemma, the injectivity lemma and the count are proved in the module. Its escape witness is form (2), the public conclusion itself, and its admission basis is open-problem-resolution. Utility none: the statement holds for every N divisible by 3.

ASSUMED-UNVERIFIED

Unverified assumptions

The bounded literature check does not establish exhaustive worldwide novelty, priority, or the absence of an independent answer; the counting bound may be known to specialists without a written statement that was found. The Lean kernel does not authenticate the external source or its version history.

Dossier & anchor history

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