RESEARCH / Focused target
The even Kimoto–Wakayama normalized Apéry congruence is refuted
RELEASED FOUNDATIONS / PROPOSED CONNECTION
Research connections
All source anchors (1)
- D5/S3/Arith/Congruence/KimotoWakayamaEvenCongruenceRefutation.resultAbsent from this graph
Problem
The question
K. Kimoto and M. Wakayama define normalized Apéry-like rational numbers $\widetilde J_k(n)$ by a three-term inhomogeneous recurrence in Section 3.4 of Apéry-like numbers for non-commutative harmonic oscillators and automorphic integrals. The source TeX Eichler20191217.tex, lines 1608–1617, states the even part of Conjecture 3.6 as follows (the source macro \tJ is rendered as $\widetilde J$):
For positive integers $m,n,s$ such that $mp\ge s$ and $mp^{n-1}\ge s$, we have $$\frac{p^{2sn}\widetilde J_{2s+2}(mp^n)}{p^{2s}\widetilde J_{2s+2}(mp)}\equiv\frac{p^{2s(n-1)}\widetilde J_{2s+2}(mp^{n-1})}{p^{2s}\widetilde J_{2s+2}(mp)}\ (\not\equiv0)\pmod{p^n}.$$
The compiled proposition claim is the odd-prime restriction of this assertion. It quantifies over natural $p$ with p.Prime and $p\ne2$, then over positive natural $m,n,s$ satisfying $s\le mp$ and $s\le mp^{n-1}$, and requires both the displayed rational congruence and noncongruence of the right ratio to zero. The declaration result has type $\neg,\texttt{claim}$.
Motivation
Our foothold
The conjecture proposes prime-power stability for the normalized numbers in weights $2s+1$ and $2s+2$. It is motivated by the recurrence and by the weak modularity of the generating functions discussed by Kimoto and Wakayama; a valid even assertion would extend the lower-weight congruence phenomena to all positive $s$ under the stated index bounds. A certified counterexample identifies the missing divisibility mechanism before any proposed repair is treated as a theorem.
Gap
Missing bridges
The preregistration in issue #25637 records that the arXiv v2 conjecture and the 2023 journal version retained the assertion, while the bounded issue and repository searches found no settlement: not-found-in-searched-scope. The issue records a search of citing works and a reading of the congruence appendix of Kimoto–Wakayama arXiv:2312.07912v2 without a settlement. J.-C. Liu’s 2024 paper is identified there, but its full text was not available for reproduction, so whether it treats this even assertion remains open.
Route
Proposed approach
normalizedEven s j is the module’s natural-number recursion over two consecutive rows of rational values. At index $0$ its row has value $1$ at $s=0$ and $0$ elsewhere; at index $1$ it has $3/4$ at $s=0$, $1$ at $s=1$, and $0$ elsewhere. For every later index the recurrence uses the preceding two rows and the lower-weight entry at the preceding index, with the $s=0$ lower-weight term set to zero. This is implemented by the definition normalizedEven; sample_step (k : ℕ) states the row update for every natural $k$.
The private lemmas sample_0 through sample_45 evaluate the eight entries needed for weight index $s=7$. sample_value (j : ℕ) identifies normalizedEven 7 j with the seventh entry of sampleRows j for every natural $j; value_fifteenandvalue_forty_fivethen give the exact rational values at $j=15$ and $j=45$.left_valuerewrites the left ratio at $(p,m,n,s)=(3,5,2,7)$ to its exact rational value.right_valuerewrites the right ratio to $1$, using the nonzero value supplied byvalue_fifteen`.
ratio_not_congruent proves that this exact left value is not RatCongr 3 2 to $1$. Its witness contradiction clears the rational denominator; the resulting integer numerator difference is $3$ modulo $9$, so the equality would force $3$ to divide the witness denominator, contrary to the defining condition of RatCongr. Finally, claim_instance (h : claim) specializes $h$ at $p=3$, $m=5$, $n=2$, and $s=7$. The hypotheses 3.Prime, $3\ne2$, positivity, and both bounds reduce to decidable facts, including $7\le15$. The theorem result combines that instance with left_value, right_value, and ratio_not_congruent to derive $\neg,\texttt{claim}$.
Falsifier
What would falsify this route
The falsifier is sensitive to the exact compiled definitions. normalizedEven is the recurrence computation above, with natural subtraction in its indices and rational division; at $s=7$ it is the source’s normalized number of weight $16$. RatCongr p n x y means
$$\exists a,b:\mathbb Z,\quad \neg((p:\mathbb Z)\mid b)\ \land\ (x-y)b=(p:\mathbb Q)^n a,$$
with the integer witnesses coerced to rationals in the equality. The definition imposes no separate nonzero-denominator premise on the rational expressions. claim uses exactly the two index inequalities, the positivity hypotheses, the odd-prime restriction, and the conjunction of the congruence with the right-ratio noncongruence. Thus the certified instance is a counterexample to the formal odd-prime claim; any reading of the source assertion that includes all odd primes is refuted as well.
Evidence
Evidence to collect
The canonical source is D5/S3/Arith/Congruence/KimotoWakayamaEvenCongruenceRefutation.lean.
Frozen state: Golden/Frozen/state/D5/S3/Arith/Congruence/KimotoWakayamaEvenCongruenceRefutation.lean.json.
Declaration statements:
-
result:sha256:ea3e3d46f8e3658491474162cd321fb4438431fff13a6576cde4414f52a4a6e6; -
claim:sha256:bb344da016608d60132e7a620275e9e7c2e6ff74ede61c3218941c5af08c8a4e. -
Proof. It proves
result : ¬ claimby the exact certified instance described in the route. -
Axioms.
#print axiomsreports onlypropext,Classical.choice, andQuot.sound; the module contains nosorry,native_decide, or new axiom.
Triage
Scope assessment
Tier 1 conjecture from a 2019 arXiv paper retained in the 2023 journal version, preregistered in issue #25637 before any Lean.
theorem; resolution refuted.
The module is admitted under the open-problem-resolution basis of CLAUDE.md §3.2; the per-declaration proof shapes are listed in the delivery PR. There is no digestion atom.
What the settlement shows
Proved by result: The proposition claim is false: it is not the case that every odd prime $p$ and every positive natural $m,n,s$ with $s\le mp$ and $s\le mp^{n-1}$ satisfies both the RatCongr relation between the two displayed ratios and the non-RatCongr relation of the right ratio to $0$.
Computed, not formalized: None.
Argued, not formalized.
- The failure mechanism is insufficient uniform $p$-adic divisibility: the two size inequalities constrain the indices but do not by themselves force the ratio difference to have valuation at least $n$; a general necessary-and-sufficient replacement condition is open.
- The first, odd-weight assertion of Conjecture 3.6 is not a component of
claimand remains open here. Theorem 3.10 and the source’s modularity and generating-function statements are likewise outside this result and are not refuted by it. - A smaller modulus, additional hypotheses, or a different normalization could yield a nearby true statement, but no such repair is proved here.
- Any later argument that uses the even assertion itself as an established premise loses that premise; which particular downstream source statements depend essentially on it is open in this dossier.
ASSUMED-UNVERIFIED
Unverified assumptions
The literature check is bounded to the sources and searches recorded in issue #25637 and does not establish exhaustive worldwide coverage or priority. The full text of Liu’s 2024 paper and the issue’s citing-work survey were not independently reproduced here. The odd-weight assertion, Theorem 3.10, source modularity results, and every corrected congruence are not formalized by this settlement. The journal-version wording and any reading beyond the quoted arXiv v2 TeX remain assumed-unverified.