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Bhatia–Jain: Stolarsky mean matrices in class A

Literature status: not recheckedRepository record: proved

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Problem

The question

R. Bhatia and T. Jain, Mean matrices and conditional negativity, Electronic Journal of Linear Algebra 29 (2016), 206–222, section 2.9, defines the Stolarsky means by

Sγ (a, b) = ((aγ − bγ)/(γ(a − b)))^{1/(γ−1)}, −∞ < γ < ∞

with their continuous extensions at equal inputs and at parameters zero and one. Class A means positive entries and exactly one positive eigenvalue, counted with multiplicity. The cited source states:

This family does not yield readily to our analysis. We have some evidence for the following: Conjecture 1. Let λ1, λ2, . . . , λn be positive numbers. The matrix [Sγ(λi, λj)] is in the class A if γ ≥ 2 but this is not always so when 0 ≤ γ < 2.

The exact formal target quantifies over every real parameter at least two and every nonempty positive finite family, allowing repeated nodes. For each parameter from zero inclusive to two exclusive it asks for some positive finite family outside class A. The source proves parameters three and four in Theorems 2.10 and 2.11 and relates parameters zero, one half, and two to earlier sections.

Motivation

Our foothold

The real parameter range cannot be reduced to integer power factorizations. Conditional negativity would give a stronger positive range conclusion: the quadratic form is nonpositive whenever the coordinates of the test vector sum to zero. A positive diagonal then forces exactly one positive eigenvalue.

Gap

Missing bridges

The Loewner divided-difference matrix is proportional to the entrywise power $S_\gamma^{\gamma-1}$. Its inertia does not determine that of $S_\gamma$; entrywise roots require their own argument. Likewise, pointwise nonnegativity of a curvature function does not establish positive definiteness of every finite translation matrix.

Put $\psi_\gamma(t)=S_\gamma(e^{-t},e^t)$ and $f_\gamma=\psi_\gamma''-\psi_\gamma$. The needed analytic bridge is positive definiteness of $f_\gamma$, followed by the mixed-derivative integration from this one-dimensional statement to conditional negativity of the mean kernel. The formal curvature theorem, integration bridge, three-point counterexamples, and exact conjunction are complete.

Route

Proposed approach

For $p=\gamma-1\ge1$, define

$$ E_a(t)=\frac{\sinh(at)}{at},\quad E_a(0)=1,\qquad \Phi_p=\left(\frac{E_1}{E_p}\right)^2, \qquad \rho_p=\frac{E_p^2}{E_{p+1}^{2-1/p}E_1^{1/p}}. $$

The logarithmic formula

$$ \log E_a(t)=2\int_0^\infty(1-\cos(ts))\frac{h_a(s)}s,ds, \qquad h_a(s)=\frac1{e^{\pi s/a}-1}, $$

and exponential convexity give $h_b\ge(b/a)h_a$ for $0<a\le b$. Hence $(2-1/p)h_{p+1}+h_1/p-2h_p\ge0$. The nonnegative logarithmic density criterion proves positive definiteness of $\rho_p$, $E_1^{-2}$, and $\Phi_p$. The general second-difference theorem proves positive definiteness of the continuous extension of $Q_p(t)=(1-\Phi_p(t))/t^2$. The exact identity is

$$ f_{p+1}(t)=\frac{\rho_p(t)E_1(t)^{-2}Q_p(t)}{p+1}. $$

This holds also at zero by continuity of both sides. The Schur product theorem gives positive definiteness of $f_\gamma$.

For positive inputs the paper argument then uses

$$ -\partial_a\partial_b S_\gamma(a,b) =\frac{f_\gamma(\tfrac12\log(a/b))}{4\sqrt{ab}}. $$

Integrating this positive kernel twice against the cumulative coefficients of a zero-sum vector gives conditional negativity. For parameters below two, the three positive nodes $(e^{-2z},1,e^{2z})$ supply a two-dimensional positive subspace at suitable spacing. The formal proof uses the large-spacing normalized profile limit and a positive two-dimensional plane in the weighted Toeplitz matrix. The logarithmic and identric parameters are treated separately.

Falsifier

What would falsify this route

A parameter at least two and positive finite node family with either a nonpositive entry or a positive eigenvalue count different from one would refute the positive-range claim. A parameter in $[0,2)$ for which every positive finite node family lies in class A would refute the negative-range claim. An invalid density estimate or failed factorization would invalidate that route without proving the opposite matrix statement.

Evidence

Evidence to collect

The pinned definitions and exact conjunction are in Defs.lean. KernelFactor.lean proves profile smoothness, the exact factorization, and positiveDefinite_f for every real parameter at least two. The supporting results include the density formula in SinhLogIntegral.lean, the nonnegative-density criterion, and the general quadratic-deficit theorem in the PositiveDefinite library. Result.lean proves the mean-to-CND integration bridge, the complete positive range, and result : claim, the exact conjunction. ThreePoint.lean proves that each parameter in $[0,2)$ has a positive three-point family with at least two positive eigenvalues. Their axiom closure is restricted to propext, Classical.choice, and Quot.sound.

The analytic route — the positive-definiteness factorization of the derivative defect and the three-point inertia family — was derived with the assistance of the ChatGPT Pro model.

Triage

Scope assessment

  • PROVED: KernelFactor.positiveDefinite_f establishes positive definiteness of the exact derivative defect for every real $\gamma\ge2$, including the arithmetic boundary.
  • PROVED: KernelFactor.f_eq_factor identifies the derivative defect with the explicit product on the entire real line.
  • PROVED: the reusable theorem SecondDifference.Q_positiveDefinite gives positive definiteness of the continuous extension of $(g(0)-g(t))/t^2$ for every even twice continuously differentiable positive definite real function.
  • PROVED (paper proof, not formalized here): For $\gamma>2$, the closed form gives $f_\gamma(t)=O(e^{-3|t|})$, so it is integrable. Positive definiteness then gives the explicit Fourier positivity $2\int_0^\infty f_\gamma(t)\cos(\omega t),dt\ge0$ for every real frequency. At $\gamma=2$ the function is zero. The Fourier conclusion requires the integrability argument in addition to positive definiteness.
  • COMPUTED (mpmath, 40-digit arithmetic, outside the Lean development): 40-digit evaluations at $\gamma\in{2.3,3,4.7,9}$ and $t\in{0.1,0.7,2.5}$ agree to 15 digits between the closed form, numerical second differentiation, and the factor product. These are numerical checks and not part of the formal proof.
  • OPEN: whether $f_\gamma$ itself is infinitely divisible for $\gamma>2$. Numerical Fourier tests (mpmath, outside the Lean development) of $f_\gamma^s$ are positive for $s\in{0.05,0.3,1,3}$ at $\gamma\in{2.5,7}$; finitely many tests do not establish infinite divisibility.
  • PROVED: Result.conditionallyNegative_stolarsky establishes conditional negativity, and Result.inClassA_stolarsky establishes the complete class A conclusion for every real parameter at least two and every nonempty finite positive family.
  • PROVED: Result.result : Defs.claim establishes both parameter ranges without hypotheses. The definitions and exact conjunction retain the source parameter range and continuous extensions.
  • OPEN and outside the conjecture: classification for $\gamma<0$.

ASSUMED-UNVERIFIED

Unverified assumptions

The source quotation and bibliographic locators are attributed to Bhatia–Jain. The DOI-to-PDF correspondence is unconfirmed.

Relevant literature includes Bhatia–Jain, Inertia of Kwong matrices (arXiv:2307.16007; Journal of Spectral Theory 2024), with no Stolarsky matrix treatment; Bhatia–Friedland–Jain, Inertia of Loewner matrices (arXiv:1501.01505), which treats $S_\gamma^{\gamma-1}$; Kosaki, Strong monotonicity for various means, Theorem 12, whose ratio results do not settle the whole matrix conjecture; and Aggarwal–Singh work on translation kernels.

Searches covered arXiv abstracts combining Stolarsky with eigenvalue, matrix, matrices, conditionally negative or positive definite; the phrases exactly one positive eigenvalue and mean matrices; web searches for the Bhatia–Jain conjecture and its citing papers; GitHub repositories for Stolarsky mean; and this repository.

The Bhatia–Jain note and Kosaki note record the locators and their source boundaries. The analytical route is documented by the Lean statements identified above; formal evidence is limited to those statements.

No settlement of the full conjecture was found in that scope. Semantic Scholar and Google Scholar citation indexes were unavailable, so the citing literature was not exhaustively checked; this is not a priority certification.

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